[Context: On October 2, Forum Energy Technologies disclosed the sale of more than $100m in equity, SEC filings showed. The sale is related to its acquisition of Global Tubing from Quantum Energy, additional SEC filings showed. Further details and related links are below.]

From Form 8-K: “On October 2, 2017, the Company completed its previously announced Acquisition from Quantum. Contemporaneously with the closing of the Acquisition from Quantum, the Company completed the acquisition of the remaining outstanding membership interests in Global Tubing, which were owned by members of management (the “Acquisition from Management” and, together with the Acquisition from Quantum, the “Acquisition”). In connection with the Acquisition, the Company issued in the aggregate 11,488,208 shares of the Company’s common stock, par value $0.01 per share (“Common Stock”).”

Form D Filing
1. Issuer’s Identity

CIK (Filer ID Number) Previous Names Entity Type
0001401257
FORUM OILFIELD TECHNOLOGIES, INC.
FORUM OILFIELD TECHNOLOGIES INC
X Corporation
Name of Issuer
FORUM ENERGY TECHNOLOGIES, INC.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X Over Five Years Ago

2. Principal Place of Business and Contact Information

Name of Issuer
FORUM ENERGY TECHNOLOGIES, INC.
Street Address 1 Street Address 2
920 MEMORIAL CITY WAY SUITE 1000
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
HOUSTON TEXAS 77024 713-351-7900

3. Related Persons

Last Name First Name Middle Name
Gaut C. Christopher
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Executive Officer X Director

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Harris James W.
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Executive Officer

Clarification of Response (if Necessary):


Last Name First Name Middle Name
McCulloch James L.
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Executive Officer

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Danford Michael D.
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Executive Officer

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Baldwin David C.
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Director

Clarification of Response (if Necessary):


Last Name First Name Middle Name
McShane Michael
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Director

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Myers Franklin
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Director

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Schmitz John
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Director

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Waite Andrew
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Director

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Angelle Evelyn
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Director

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Carrig John A.
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Director

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Raspino Louis A.
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Director

Clarification of Response (if Necessary):


Last Name First Name Middle Name
O’Toole Terence
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Director

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Schmitt Tylar K.
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Executive Officer

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Iyyanki Prady
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Executive Officer

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Mercado Pablo
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Executive Officer

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Williams D. Lyle
Street Address 1 Street Address 2
920 Memorial City Way Suite 1000
City State/Province/Country ZIP/PostalCode
Houston TEXAS 77024
Relationship: X Executive Officer

Clarification of Response (if Necessary):


4. Industry Group

>Energy/Other Energy
X

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
X Decline to Disclose

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

X Rule 506(b)

7. Type of Filing

X New Notice Date of First Sale 2017-10-02

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X No

9. Type(s) of Securities Offered (select all that apply)

to Acquire Security

X Equity

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
X Yes

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number X None
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
Street Address 1 Street Address 2
City State/Province/Country ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States

13. Offering and Sales Amounts

Total Offering Amount $118,902,953 USD
or
Total Amount Sold $118,902,953 USD
Total Remaining to be Sold $0 USD
or

Clarification of Response (if Necessary):

14. Investors

X
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
8
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
15

15. Sales Commissions & Finder’s Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
Finders’ Fees $0 USD

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD

Clarification of Response (if Necessary):

Signature and Submission

Issuer Signature Name of Signer Title Date
FORUM ENERGY TECHNOLOGIES, INC. /s/ John Ivascu John Ivascu VP, Associate General Counsel and Assistant Secretary 2017-10-02

 

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